Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Baicich is an investment professional with over 28 years of experience in the financial services industry. Currently, John works as a registered representative with Neuberger Berman BD LLC, where John has been employed since May 1999. John has held previous positions with SG Cowen Securities Corporation, Cowen & Co., Waterhouse Securities, Inc., Josephthal Lyon & Ross Incorporated and Investors Associates, Inc. John holds several industry licenses including Series 7, 63, 8, 10, 55, 57TO and the SIE exam. John is a Series 9 licensed supervisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/19/1999 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/01/1998 - 05/26/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/01/1997 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NE
05/04/1995 - 07/25/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
08/09/1994 - 10/26/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NJ
07/21/1994 - 08/08/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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