Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Allen is a financial advisor with over 29 years of experience in the industry. John is currently registered with Charles Schwab & Co., Inc. and has been with the firm since 1997. Previously, John worked with OPTIONSXPRESS, INC. and D. E. WINE INVESTMENTS INC. John has a strong background in securities and investments, having passed several industry exams, including Series 3, 6, 7, 9, 10, 63, and 66. John is also a registered Investment Advisor in Colorado. In addition to his financial advisor role, John is also a principal at Allen Resources LLC, a company that owns, controls, books and maintains temporary rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
09/02/2014 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
04/04/2012 - 11/13/2017
OPTIONSXPRESS, INC. (Lone Tree CO)
TX
03/29/1995 - 03/11/1997
D. E. WINE INVESTMENTS INC. (SPRING TX)
NJ
08/01/1994 - 03/01/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 09/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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