Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christian Schlegel is a financial advisor with over 30 years of experience in the financial services industry. John has been registered with Cambridge Investment Research Advisors, Inc. since August 2009. John is also registered with the state of Pennsylvania as an Investment Advisor Representative. John has previously worked with Mutual Service Corporation, National Planning Corporation, Royal Alliance Associates, Inc., ING Funds Distributor, Inc. and Delaware Distributors, L.P. John is a Series 7, Series 24, Series 51, Series 63, Series 66 and Series 99TO licensed advisor. John specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
08/24/2009 - Present
Cambridge Investment Research Advisors, Inc. (Reading PA)
PA
04/20/2007 - 08/24/2009
MUTUAL SERVICE CORPORATION (WYOMISSING PA)
PA
10/14/2005 - 04/20/2007
NATIONAL PLANNING CORPORATION (WYOMISSING PA)
AZ
04/19/2000 - 10/24/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
DE
01/24/2000 - 04/18/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
PA
06/16/1995 - 02/10/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
GA
12/04/1992 - 06/05/1995
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
BOTH
Issued 07/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Schlegel is the right advisor for you? Invested Better is here to help.
