Unclaimed
John Lariviere is a financial professional with over 15 years of experience in the industry. John is currently registered with PFS Investments Inc., a firm with over 8 billion dollars in assets under management, and holds a Series 6, 7, 63 and SIE license. John has previously worked for several other firms including NYLIFE SECURITIES LLC, NYLIFE DISTRIBUTORS LLC, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, and JOHN HANCOCK DISTRIBUTORS, INC. John is a specialist in investment company products and variable contracts and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
04/19/2018 - Present
PFS Investments Inc. (EDISON NJ)
NJ
10/05/2017 - 12/06/2017
NYLIFE SECURITIES LLC (EDISON NJ)
NJ
03/31/2017 - 07/31/2017
PFS INVESTMENTS INC. (EDISON NJ)
NJ
10/20/2004 - 07/22/2013
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NJ
07/10/2002 - 10/08/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
09/24/1996 - 02/12/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/24/1996 - 02/12/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 04/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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