Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christian Dady is a financial advisor who has been working in the industry since 1993. John is registered with Sovereign Financial Group, Inc. and holds Series 63, Series 65 and Series 7 licenses. John has experience with a variety of firms including Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Paine Webber Incorporated. John provides financial planning, educational seminars and selection of other advisors to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/22/2021 - Present
Sovereign Financial Group, Inc. (STAMFORD CT)
NY
08/27/2010 - 11/16/2020
WELLS FARGO CLEARING SERVICES, LLC (RHINEBECK NY)
NY
06/01/2009 - 09/13/2010
MORGAN STANLEY SMITH BARNEY (MELVILLE NY)
NY
02/25/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
07/13/1998 - 03/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
03/13/1996 - 05/06/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/23/1993 - 03/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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