Unclaimed
John Christian Arnold is a financial advisor with Equitable Advisors, LLC. John has been in the financial services industry since July 1999. John is registered to provide investment advice in 24 states, including Arizona, California, Colorado, Connecticut, Florida, Hawaii, Kentucky, Michigan, Minnesota, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Rhode Island, South Dakota, Texas, Utah, Washington, and Wisconsin. John is a member of the Scottsdale Chamber of Commerce and serves on the boards of the Scottsdale Municipal Property Corporation and the Scottsdale Preserve Authority Board of Directors. John is also the founder and CEO of Southwest Wealth Strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/12/2024 - Present
Equitable Advisors, LLC (SCOTTSDALE AZ)
NY
03/07/2001 - 08/16/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
07/07/1999 - 03/06/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/21/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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