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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Emig is an investment advisor representative at Cetera Investment Advisers LLC in Scottsdale, Arizona. John has been in the financial services industry for over 30 years and has worked for several firms, including Loring Ward Securities Inc., Cambridge Investment Research, Inc., and Zacks & Company. John is a Series 6, 7, 24, 62, and 63 licensed professional. John is a member of the Cetera Investment Advisers team, which has a long history of providing financial advice to individuals, families, and businesses. Cetera Investment Advisers LLC is a registered investment advisor with offices in Schaumburg, Illinois.
SCOTTSDALE, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/22/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
PA
12/11/2012 - 04/08/2013
EFC FINANCIAL SERVICES, LLC (DRESHER PA)
CA
06/28/2010 - 09/14/2012
LORING WARD SECURITIES INC. (SAN JOSE CA)
IA
01/05/2007 - 09/26/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IL
02/09/2006 - 01/10/2007
ZACKS & COMPANY (CHICAGO IL)
NJ
01/21/2003 - 10/07/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
TX
05/13/2002 - 11/01/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
03/29/1999 - 04/18/2001
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/27/1995 - 10/15/1997
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
NY
10/19/1990 - 10/09/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
03/06/1989 - 11/03/1989
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 12/9/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/9/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 2/10/1989
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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