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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Emig is an investment advisor representative with Cetera Investment Advisers LLC. John has been in the financial services industry for over 30 years. John has experience working with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. John holds a Series 7, Series 6, Series 62, Series 63, Series 65, and Series 24 license. John is also registered in the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/22/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
PA
12/11/2012 - 04/08/2013
EFC FINANCIAL SERVICES, LLC (DRESHER PA)
CA
06/28/2010 - 09/14/2012
LORING WARD SECURITIES INC. (SAN JOSE CA)
IA
01/05/2007 - 09/26/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IL
02/09/2006 - 01/10/2007
ZACKS & COMPANY (CHICAGO IL)
NJ
01/21/2003 - 10/07/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
TX
05/13/2002 - 11/01/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
03/29/1999 - 04/18/2001
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/27/1995 - 10/15/1997
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
NY
10/19/1990 - 10/09/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
03/06/1989 - 11/03/1989
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 12/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/1989
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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