Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Wong is a financial advisor who has been in the industry since 1991. John is currently registered with Wells Fargo Clearing Services, LLC and is licensed in Texas and Wisconsin. John has worked for BMO Harris Financial Advisors, Inc., M&I Financial Advisors, Inc and Lutheran Brotherhood Securities Corp in the past. John holds the Series 6, Series 7, Series 63 and Series 65 licenses as well as the SIE exam. John also holds the Certified Financial Planner designation. John offers financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/15/2021 - Present
Wells Fargo Clearing Services, LLC (JANESVILLE WI)
WI
08/01/2012 - 01/20/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (BELOIT WI)
WI
07/01/1994 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (BELOIT WI)
MN
12/16/1991 - 07/01/1994
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 10/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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