Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Vasu is a financial advisor registered with LPL Enterprise, LLC and has been in the industry since February 10, 1991. John is registered with the state of Florida and has a Series 6, 7, 26, 63, and 66 securities license. John is also registered as an investment advisor representative. John's previous employment includes Thrivent Investment Management Inc., Allstate Financial Services, LLC, Saybrus Equity Services, Inc, and AXA Advisors, LLC, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/18/2024 - Present
LPL Enterprise, LLC (ORLANDO FL)
FL
06/15/2022 - 06/26/2024
THRIVENT INVESTMENT MANAGEMENT INC. (Lakeland FL)
FL
09/15/2014 - 06/01/2022
ALLSTATE FINANCIAL SERVICES, LLC (BRANDON FL)
CT
04/10/2014 - 09/22/2014
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
FL
03/05/2012 - 05/12/2014
ALLSTATE FINANCIAL SERVICES, LLC (WINTER HAVEN FL)
FL
07/11/2011 - 02/28/2012
AXA ADVISORS, LLC (ORLANDO FL)
FL
02/07/2012 - 02/09/2012
M HOLDINGS SECURITIES, INC. (DAYTONA BEACH FL)
FL
11/30/2006 - 07/07/2011
NEW ENGLAND SECURITIES (TAMPA FL)
IN
02/09/2006 - 11/15/2006
PRUCO SECURITIES, LLC. (INDIANAPOLIS IN)
NY
08/22/2002 - 09/07/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IL
05/10/2001 - 06/13/2002
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IN
02/02/2000 - 09/25/2000
CONSECO EQUITY SALES, INC. (CARMEL IN)
MA
01/27/1992 - 02/04/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/27/1992 - 02/04/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
03/19/1990 - 07/24/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/19/1990 - 07/24/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
11/10/1986 - 10/12/1988
HISTORIC SQUARE EQUITIES, INCORPORATED
BOTH
Issued 09/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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