Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Umlauf is a registered representative with Metropolitan Capital Investment Banc, Inc. John holds his Series 63, Series 82TO and SIE licenses. John is registered in Illinois and Indiana and has been in the industry since February 11, 2024. John works out of the Chicago branch office of Metropolitan Capital Investment Banc, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/12/2024 - Present
Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)
BC
Issued 05/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 02/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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