Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Sousan is an experienced financial professional with over 25 years of experience in the industry. John is currently a registered representative with Stifel, Nicolaus & Company, Inc. John has previously held positions with Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, LLC, Comerica Securities, Wells Fargo Investments, LLC and Dain Rauscher Incorporated. John is a Series 7, 9, 10, 24, 52TO, 53, 63, 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/01/2020 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
KY
10/18/2019 - 11/06/2019
ROBERT W. BAIRD & CO. INCORPORATED (LOUISVILLE KY)
KY
03/06/2008 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
MI
10/07/2004 - 12/06/2007
COMERICA SECURITIES (DETROIT MI)
CA
06/13/2002 - 10/21/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MO
01/08/2002 - 05/31/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
03/02/1998 - 01/16/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
12/09/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 01/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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