Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Saxton is a securities professional with over 40 years of experience in the industry. John is currently registered with Garden State Securities, Inc. and has previously worked at a number of other firms including Toussaint Capital Partners, LLC, Hornor, Townsend & Kent, Inc., Securities America, Inc., Commerce Capital Markets, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., FCG Advisors, LLC, Gruntal & Co. Incorporated, Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Shearson Lehman Hutton Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Allstate Enterprises Management Company. John is a licensed securities principal in both Missouri and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/21/2019 - Present
Garden State Securities, Inc. (RED BANK NJ)
NJ
09/13/2017 - 04/20/2018
TOUSSAINT CAPITAL PARTNERS, LLC (FREEHOLD NJ)
NJ
01/28/2014 - 08/31/2016
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NJ
04/26/2011 - 10/03/2013
HORNOR, TOWNSEND & KENT, INC. (EDISON NJ)
NE
04/25/2007 - 10/14/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
05/06/2002 - 02/08/2007
COMMERCE CAPITAL MARKETS, INC. (TOMS RIVER NJ)
MO
10/01/2000 - 05/02/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/23/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
08/21/1996 - 09/01/1999
FCG ADVISORS, LLC (CHATHAM NJ)
NY
08/23/1994 - 07/23/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
09/15/1989 - 08/04/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/19/1989 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NY
05/22/1987 - 05/11/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/23/1981 - 06/01/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/13/1975 - 07/20/1977
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/17/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/28/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/26/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 01/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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