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John Charles Qualy

Feltl & Co.

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About John Charles Qualy

John Charles Qualy is a financial advisor in Plymouth, Minnesota, and has been working in the financial industry since August 6, 1984. John is currently registered with Feltl & Co. in Plymouth, Minnesota. Previously, John has worked with a variety of firms, including Wachovia Securities, LLC, John G. Kinnard and Company, Incorporated, Dain Bosworth Incorporated, Miller, Johnson & Kuehn, Incorporated, Kirkpatrick, Pettis, Smith, Polian Inc. and Mutual of Omaha Fund Management Company. John holds FINRA Series 7, 31 and 63 licenses as well as the SIE and Series 65.

Firm Information

John Qualy is currently registered with Feltl & Co.. Feltl & Co. is a Corporation that was formed on February 27, 1975. The firm is registered in 51 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Qualy’s Registration & Firm History

MN

05/25/2007 - Present

Feltl & Co. (Plymouth MN)

MN

07/28/2000 - 05/30/2007

WACHOVIA SECURITIES, LLC (WAYZATA MN)

MN

05/22/1997 - 09/19/2000

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

NA

10/16/1989 - 05/21/1997

DAIN BOSWORTH INCORPORATED

MN

07/17/1986 - 10/04/1989

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

NA

07/27/1984 - 08/05/1986

KIRKPATRICK, PETTIS, SMITH, POLIAN INC.

NA

08/01/1984 - 07/30/1986

MUTUAL OF OMAHA FUND MANAGEMENT COMPANY

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Licenses & Designations

IA

Issued 02/19/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 07/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Charles Qualy.
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