Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Petersen is an active investment advisor representative, registered in New York and Texas, associated with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been working in the financial services industry since 1989 and has held previous registrations with Wachovia Securities, LLC, TNE Investment Services Corporation, and New England Securities. John is also a registered investment advisor representative in New York. John has experience providing investment advice to individuals, businesses, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. John holds the Series 7, Series 27, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/02/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLIFTON PARK NY)
NY
04/02/2008 - 04/08/2008
WACHOVIA SECURITIES, LLC (ALBANY NY)
NA
01/09/1990 - 12/01/1992
TNE INVESTMENT SERVICES CORPORATION
NY
03/21/1989 - 11/19/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 05/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Petersen is the right advisor for you? Invested Better is here to help.
