Unclaimed
John Charles Peters is a financial advisor associated with Commonwealth Financial Network in PLYMOUTH, MA. John has been working in the financial services industry since September 1995. John holds multiple licenses including Series 63, Series 65, Series 8 and Series 7 and has worked at firms such as Financial Telesis Inc, Cambridge Investment Research, Inc., NRP Financial, Inc., Pershing LLC, Register & Akers Investments, Inc., IFG Network Securities, Inc., Sterne, Agee & Leach, Inc., and Alex. Brown & Sons Incorporated. John has earned the Certified Financial Planner designation. John is also a business owner of Hexagone Group, LLC. Commonwealth Financial Network is a Registered Investment Adviser with the SEC. Commonwealth Financial Network provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/06/2024 - Present
Commonwealth Financial Network (PLYMOUTH MA)
GA
05/16/2011 - 12/15/2022
COMMONWEALTH FINANCIAL NETWORK (ATLANTA GA)
NY
03/03/2010 - 04/14/2011
FINANCIAL TELESIS INC (NEW YORK NY)
NY
02/02/2009 - 03/26/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEW YORK NY)
NY
10/07/2008 - 01/08/2009
NRP FINANCIAL, INC. (NEW YORK CITY NY)
NJ
10/15/2007 - 01/04/2008
PERSHING LLC (JERSEY CITY NJ)
GA
05/20/2005 - 01/30/2007
REGISTER & AKERS INVESTMENTS, INC. (ATLANTA GA)
GA
11/20/1997 - 08/19/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AL
10/09/1993 - 01/14/1998
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NA
08/25/1988 - 09/30/1993
ALEX. BROWN & SONS INCORPORATED
BC
Issued 06/07/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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