Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Persons is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Persons has over 20 years of experience in the industry, starting in 1999. Persons has passed both the Series 7 and Series 63 exams. Persons is also a registered Investment Advisor with a Series 65 license, allowing him to provide investment advice to clients in Maryland and Pennsylvania. In addition to working with Wells Fargo, John is also the sole owner of Persons Sport Horses LLC, a company related to the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (Cumberland MD)
MD
11/04/2015 - 06/30/2016
BB&T INVESTMENT SERVICES, INC. (CUMBERLAND MD)
MD
11/27/2007 - 11/03/2015
CETERA INVESTMENT SERVICES LLC (CUMBERLAND MD)
MD
02/07/2003 - 11/28/2007
IFMG SECURITIES, INC. (CUMBERLAND MD)
NY
03/27/2001 - 10/24/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MD
10/07/2000 - 12/08/2000
M&T SECURITIES, INC. (BALTIMORE MD)
PA
12/23/1999 - 10/07/2000
KEYSTONE BROKERAGE, LLC (WILLIAMSPORT PA)
IA
Issued 06/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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