Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Osorio is a financial advisor with over 30 years of experience in the industry. John has a strong background in investment advising and financial planning. John is currently registered with Commonwealth Financial Network and holds Series 7, 24, 52, 53, and 63 licenses. John is also a Certified Financial Planner. John provides a wide range of services to individuals, families, and businesses, including financial planning, investment management, and retirement planning. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/12/2023 - Present
Commonwealth Financial Network (New York NY)
NY
02/14/2018 - 12/22/2023
LPL FINANCIAL LLC (NEW YORK NY)
NY
02/03/2012 - 02/14/2018
INVEST FINANCIAL CORPORATION (NEW YORK NY)
NY
11/12/1999 - 02/07/2012
FSC SECURITIES CORPORATION (NEW YORK NY)
NY
01/13/1999 - 11/19/1999
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
01/12/1994 - 01/13/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
02/03/1992 - 02/03/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/03/1992 - 02/03/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MN
10/14/1991 - 12/03/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/14/1991 - 12/03/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Osorio is the right advisor for you? Invested Better is here to help.
