Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Newell has been a registered representative in the securities industry since June 1993. John is currently affiliated with LPL Financial LLC in Greenwood Village, Colorado. John has previously been affiliated with Raymond James Financial Services, Inc., Nationwide Securities, LLC, 1717 Capital Management Company, Robert W. Baird & Co. Incorporated, Northwestern Mutual Investment Services, Inc., and MML Investors Services, Inc. John is registered to offer securities in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
04/10/2024 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
05/06/2010 - 04/18/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Greenwood Village CO)
CO
08/01/2008 - 05/07/2010
NATIONWIDE SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
09/18/1997 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (GREENWOOD VILLAGE CO)
WI
04/27/1995 - 12/23/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/18/1995 - 12/23/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
MA
06/29/1992 - 11/03/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 01/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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