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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Levy is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. John has been in the industry for 27 years and is licensed to provide financial advice in 27 states. John's current role as a financial advisor with Wells Fargo Clearing Services, LLC began in November 2016 and prior to this role, John worked at A. G. Edwards & Sons, INC. from July 1996 to January 2008. John has a strong background in investment consulting services for institutional clients and offers a variety of financial planning services including portfolio management for individuals and businesses. John holds Series 63, 7, 9, 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/05/2011 - Present
Wells Fargo Clearing Services, LLC (HILTON HEAD ISLAND SC)
SC
07/23/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HILTON HEAD ISLAND SC)
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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