Unclaimed
John C. Keane is a financial advisor with over 15 years of experience in the industry. John is registered with LPL Financial LLC and has been with them since March 2021. Prior to that, John worked with BMO Harris Financial Advisors, Inc. from September 2017 to March 2021. John is committed to providing personalized financial advice to his clients. He holds Series 7, 66 and 65 licenses and the SIE exam. He is a registered representative in Arizona and is also an Investment Advisor Representative (IAR) in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/24/2021 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
09/01/2017 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
05/08/2008 - 08/30/2017
NYLIFE SECURITIES LLC (SCOTTSDALE AZ)
AZ
08/04/2006 - 08/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
CA
11/09/2004 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
TX
10/30/2003 - 03/31/2004
NFP SECURITIES, INC. (AUSTIN TX)
IA
Issued 02/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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