Unclaimed
John Charles Harcar has been working in the financial industry since 1994. John is a Registered Representative and Investment Advisor Representative for LPL Financial LLC. John is also licensed in 14 states. John holds the following licenses: Series 6, 7, 24, 63, and 65. In addition to LPL Financial LLC, John has previous experience with Transamerica Financial Resources, Inc. and Self-JCH Insurance Agency, Inc. and Linsco/Private Ledger Corp. John specializes in consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, and selection of other advisers. John has over 20 years of experience in providing financial advice and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/12/2011 - Present
LPL Financial LLC (LAGUNA NIGUEL CA)
CA
04/21/1994 - 07/24/1998
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 04/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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