Unclaimed
John Charles Genovese is a financial professional registered with Northwestern Mutual Investment Services, LLC. John is registered to provide securities and investment advisory services in a number of states, including Pennsylvania, Colorado, Connecticut, Florida, Georgia, Indiana, Mississippi, New York, North Carolina, South Carolina, Texas, and Virginia. John has passed the SIE, Series 6TO, and Series 63 exams. John is located in Pittsburgh, Pennsylvania and can be reached at the branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
PA
10/09/2023 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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