Unclaimed
John Charles Flaherty is a financial advisor at Brookstone Capital Management LLC. John has been in the industry since 1991 and has a broad range of experience. John specializes in providing financial planning, portfolio management for individuals, educational seminars, and selection of other advisors. John is registered to provide investment advisory services in Nevada, Texas, and Washington. Prior to joining Brookstone Capital Management LLC, John worked at Park Avenue Securities LLC, Guardian Investor Services Corporation, Princor Financial Services Corporation, Everen Securities, Inc., Coordinated Capital Securities, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. John also holds the Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
10/06/2014 - Present
Brookstone Capital Management LLC (WHEATON IL)
NY
05/03/1999 - 07/31/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/09/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
01/15/1996 - 11/20/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MO
05/16/1995 - 01/08/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
WI
03/22/1995 - 04/13/1995
COORDINATED CAPITAL SECURITIES, INC. (FORT ATKINSON WI)
NJ
06/25/1991 - 04/10/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/24/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
02/14/1991 - 05/31/1991
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 08/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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