Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Fernandez is an investment advisor representative with Fidelity Personal AND Workplace Advisors. John has been in the industry since September 10, 1994. John has a Series 66, Series 63, Series 24, SIE, Series 55, and Series 7 licenses. John is registered in 53 states and the District of Columbia. John is also registered in Colorado and Texas as an investment advisor representative. John has previously worked at TRANSAMERICA FINANCIAL ADVISORS, INC, NYLIFE SECURITIES LLC, E.S. FINANCIAL SERVICES, INC., XP SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, LABRANCHE FINANCIAL SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PARIBAS CORPORATION, and MITCHELL HUTCHINS ASSET MANAGEMENT INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/27/2022 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
09/06/2019 - 01/28/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)
CO
02/04/2015 - 07/17/2019
NYLIFE SECURITIES LLC (FORT COLLINS CO)
NY
04/23/2014 - 09/05/2014
E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/01/2012 - 08/14/2013
XP SECURITIES, LLC (NEW YORK NY)
NY
09/28/2009 - 05/15/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/30/2008 - 09/08/2009
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
12/24/1996 - 09/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/03/1995 - 03/13/1996
PARIBAS CORPORATION (NEW YORK NY)
NY
06/01/1992 - 04/11/1995
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
BOTH
Issued 03/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure John Fernandez is the right advisor for you? Invested Better is here to help.
