Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Ferguson is a financial advisor with Raymond James & Associates, Inc. John has been in the industry since 1986 and has experience in securities, investment advisory, and financial planning. John's current firm, Raymond James & Associates, Inc., has been in business since 1962 and has over 7,000 financial advisors. Raymond James & Associates, Inc. provides a wide range of financial services, including investment management, financial planning, and retirement planning. John has a broad range of experience and is dedicated to providing clients with personalized service and a comprehensive financial plan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/10/2022 - Present
Raymond James & Associates, Inc. (Monroeville PA)
PA
03/06/2009 - 03/14/2022
WELLS FARGO CLEARING SERVICES, LLC (MONROEVILLE PA)
PA
03/09/2000 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (MONROEVILLE PA)
MO
10/01/1999 - 03/21/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/01/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
12/18/1995 - 12/20/1995
VTR CAPITAL, INC. (NEW YORK NY)
NY
08/03/1994 - 11/21/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
06/01/1988 - 08/22/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
07/27/1994 - 07/28/1994
VTR CAPITAL, INC. (NEW YORK NY)
NA
10/09/1987 - 06/09/1988
F.N. WOLF & CO., INC.
NA
03/19/1986 - 10/09/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 05/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Ferguson is the right advisor for you? Invested Better is here to help.
