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John Charles Evans

Securities Management & Research, Inc.

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About John Charles Evans

John Charles Evans is a licensed investment professional with over 30 years of experience in the securities industry. John is currently registered with Securities Management & Research, Inc. John is Series 6, 26, and 63 licensed and holds a SIE designation. John has a strong track record of success in providing investment advice and guidance to clients in Nevada, Arizona and Utah.

Firm Information

John Evans is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Evans’s Registration & Firm History

NV

04/30/1990 - Present

Securities Management & Research, Inc. (LAS VEGAS NV)

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Licenses & Designations

BC

Issued 11/03/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Charles Evans.
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