Unclaimed
John Charles Douglas is a financial advisor with over 30 years of experience in the industry. John is currently registered with GWN Securities Inc. and has been with the firm since November 2009. John has previously worked with Medallon Investment Services, Inc., Genworth Financial Securities Corporation, Hochman & Baker Securities, Inc. and Terra Securities Corporation. John is licensed to provide financial advice in Illinois, Indiana and Wisconsin and holds the Series 7, Series 63, Series 6TO and SIE exams. John specializes in providing financial planning and portfolio management for individuals and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
IL
11/02/2009 - Present
GWN Securities Inc. (FLOSSMOOR IL)
IL
10/18/2006 - 11/10/2009
MEDALLION INVESTMENT SERVICES, INC. (FLOSSMOOR IL)
IL
06/30/2004 - 10/28/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (FLOSSMOOR IL)
CT
08/20/2003 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IL
01/23/1990 - 08/21/2003
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
BC
Issued 02/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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