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John Charles Dodd

Victory Capital Services, Inc.

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About John Charles Dodd

John Charles Dodd is a financial advisor with Victory Capital Services, Inc. John has been in the financial industry since 2004 and has a strong track record of success. John is registered with FINRA and has a Series 63, 65, 7 and SIE licenses. John is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

John Dodd is currently registered with Victory Capital Services, Inc.. Victory Capital Services, Inc. is a corporation formed in June 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dodd’s Registration & Firm History

OH

03/03/2022 - Present

Victory Capital Services, Inc. (BROOKLYN OH)

PA

05/07/2018 - 09/30/2019

SPOUTING ROCK CAPITAL ADVISORS, LLC (Bryn Mawr PA)

NY

05/17/2011 - 10/03/2017

LCS SECURITIES, LLC (NEW YORK NY)

NY

11/16/2009 - 07/09/2010

RYDEX DISTRIBUTORS, INC. (NEW YORK NY)

NY

06/12/2009 - 11/16/2009

SECURITY DISTRIBUTORS, INC. (NEW YORK NY)

RI

05/04/1995 - 10/10/1996

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

03/18/1994 - 04/27/1995

NEW ENGLAND FUNDS, L.P. (BOSTON MA)

NJ

08/10/1992 - 03/30/1993

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

06/13/1989 - 08/04/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

02/05/1988 - 02/23/1989

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/11/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Charles Dodd.
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