Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Desena is a financial advisor with B. Riley Wealth Management. John is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2006. John has passed the Series 7, Series 63, Series 99 and SIE exams. Prior to joining B. Riley Wealth Management, John was registered with National Securities Corporation and Deutsche Bank Securities Inc. John holds a branch office in Red Bank, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/22/2022 - Present
B. Riley Wealth Management (RED BANK NJ)
NY
01/06/2016 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
12/06/2012 - 01/14/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/13/1994 - 04/17/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2012
Series 99 - Operations Professional Examination
BC
Issued 04/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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