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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Daugherty is a financial advisor with over 28 years of experience in the industry. John is currently registered with Morgan Stanley in Troy, Michigan. John holds a Series 7, Series 63, and Series 65 licenses as well as the SIE. John is a Certified Financial Planner and has a strong track record of helping clients achieve their financial goals. Prior to joining Morgan Stanley, John worked at Wells Fargo Clearing Services, LLC and PNC Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
10/22/2021 - Present
Morgan Stanley (Troy MI)
MI
12/03/2010 - 10/29/2021
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
11/13/2009 - 12/06/2010
PNC INVESTMENTS (TROY MI)
MI
07/08/1998 - 11/13/2009
NATCITY INVESTMENTS, INC. (W. BLOOMFIELD MI)
OH
09/22/1997 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MI
05/06/1994 - 09/23/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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