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John Charles Cordera

B. Riley Wealth Management

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About John Charles Cordera

John Charles Cordera is a financial advisor with B. Riley Wealth Management. John is a seasoned professional with over four decades of experience in the industry. John has held positions at a number of firms throughout his career, including Legacy Securities Corp, Wunderlich Securities, Inc., Powell & Satterfield, Inc., Thorn, Alvis, Welch, Inc. Investment Securities, and Municipal Securities, Incorporated. John is currently registered with the state securities regulators in Tennessee, Mississippi, Louisiana and Kentucky.

Firm Information

John Cordera is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cordera’s Registration & Firm History

TN

10/16/2000 - Present

B. Riley Wealth Management (Memphis TN)

GA

04/19/1996 - 10/11/2000

LEGACY SECURITIES CORP. (ATLANTA GA)

TN

01/20/1993 - 04/29/1996

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

AR

04/01/1992 - 12/23/1992

POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)

TN

06/19/1989 - 03/30/1992

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

MS

06/04/1984 - 06/12/1989

THORN, ALVIS, WELCH, INC. INVESTMENT SECURITIES (JACKSON MS)

NA

02/23/1978 - 05/07/1984

MUNICIPAL SECURITIES, INCORPORATED

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Licenses & Designations

BC

Issued 08/31/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

BC

Issued 01/26/1979

Series 52 - Municipal Securities Representative Examination

BC

Issued 02/14/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Charles Cordera. Review regulatory record here.
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