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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Buhmann is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the financial industry since August 11, 2005, and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 23, 2009. John is registered to provide investment advice in Missouri. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. John worked at BANC OF AMERICA INVESTMENT SERVICES, INC. John has passed the Series 7, Series 66, and SIE exams. John has a specialization in Investment Planning and Consulting. John also has experience in Pension Consulting and Educational Seminars. John is a consultant for DoorDash Inc. and devotes 10 hours weekly to this role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
MO
08/11/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CLAYTON MO)
BOTH
Issued 12/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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