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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Charles Bruggman is a financial advisor with Cetera Investment Advisers LLC. John Charles Bruggman has been in the financial services industry since November 25, 1992. John Charles Bruggman is registered with the state of North Carolina as a Registered Investment Advisor (IA) and Broker-Dealer (BD) and is also registered as a BD in Delaware, Florida, Georgia, Kentucky, New Jersey, South Carolina, and Virginia. John Charles Bruggman has passed the Series 3, 7, 63, and 65 exams. John Charles Bruggman's specializations include retirement planning, insurance, college savings, estate planning, and long-term care. John Charles Bruggman's firm, Cetera Investment Advisers LLC, manages over $104 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
05/16/2017 - Present
Cetera Investment Advisers LLC (REIDSVILLE NC)
NC
03/19/2008 - 05/17/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENSBORO NC)
NC
03/14/2008 - 03/27/2008
LPL FINANCIAL CORPORATION (WINSTON SALEM NC)
NC
12/12/2005 - 03/13/2008
UVEST FINANCIAL SERVICES GROUP, INC. (WINSTON-SALEM NC)
GA
01/03/2005 - 12/09/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
08/01/1996 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
03/26/1993 - 07/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
10/11/1992 - 02/09/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 6/2/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1993
Series 3 - National Commodity Futures Examination
BC
Issued 9/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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