Unclaimed
John Bruggman is an investment advisor representative with Cetera Investment Advisers LLC. John has been in the financial services industry for over 30 years and is registered to provide investment advice in nine states. John has a Series 65 and a Series 63 license and holds several other securities licenses, including the Series 7, Series 3 and SIE. His prior experience includes working at Raymond James Financial Services, LPL Financial Corporation, UVEST Financial Services Group, Inc. and SunTrust Investment Services, Inc. John is also the 100% owner of BCBG Investment Properties and JBJH Properties, which own rental real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/16/2017 - Present
Cetera Investment Advisers LLC (REIDSVILLE NC)
NC
03/19/2008 - 05/17/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENSBORO NC)
NC
03/14/2008 - 03/27/2008
LPL FINANCIAL CORPORATION (WINSTON SALEM NC)
NC
12/12/2005 - 03/13/2008
UVEST FINANCIAL SERVICES GROUP, INC. (WINSTON-SALEM NC)
GA
01/03/2005 - 12/09/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
08/01/1996 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
03/26/1993 - 07/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
10/11/1992 - 02/09/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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