Unclaimed
John Charles Aymond is a financial professional with over 30 years of experience in the industry. John is currently registered with RBC Capital Markets, LLC and has been with the firm since March 2, 1998. John's previous experience includes roles with DAIN RAUSCHER INCORPORATED, CLAYTON BROWN & ASSOCIATES, INC., and THE OHIO COMPANY. John holds Series 7 and Series 63 licenses, and also has the Securities Industry Essentials (SIE) exam. John is registered in 53 states and is actively working in the Broker-Dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/02/1998 - Present
RBC Capital Markets, LLC (CHICAGO IL)
NA
11/14/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IL
10/23/1986 - 11/14/1994
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
01/16/1986 - 10/03/1986
THE OHIO COMPANY
IL
09/24/1982 - 01/30/1986
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 11/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Aymond is the right advisor for you? Invested Better is here to help.