Unclaimed
John Chapman Ferguson is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. John has been in the industry since December 2, 1992. John has held previous positions with AXA Advisors, LLC and MONY Securities Corporation. John has a strong record of providing financial planning and investment advice to a wide range of clients, including high-net-worth individuals, families, and businesses. John is also active in the community, serving as treasurer of a private high school and as a committee member on a scholarship foundation. John holds the Series 6, 7, 63, and 65 securities licenses and the SIE exam. John is committed to helping clients achieve their financial goals and believes in building long-term relationships based on trust and transparency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
01/30/2015 - Present
Cambridge Investment Research Advisors, Inc. (Ashburn VA)
VA
06/01/2005 - 02/04/2015
AXA ADVISORS, LLC (FALLS CHURCH VA)
NY
12/03/1992 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 04/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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