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John Chapman Dray

Fidelity Distributors Co. LLC

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About John Chapman Dray

John Chapman Dray is a financial professional with a broad range of experience and expertise. John has been active in the industry since May 30, 2019, and currently holds a Series 7, Series 63, Series 51, and Series 24 license. John is also registered with FINRA as a representative of Fidelity Distributors Co. LLC.

Firm Information

John Dray is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dray’s Registration & Firm History

RI

05/31/2019 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2023

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/11/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/31/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Chapman Dray.
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