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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Chaney Griffin is an active Registered Representative with Osaic Wealth, Inc. in Salinas, CA. John Chaney Griffin has been a Registered Representative for 31 years. John Chaney Griffin also has a registration with Osaic Advisory Services, LLC in Atlanta, GA. In addition to their current firm registrations, John Chaney Griffin has been registered with Securities America, Inc., KMS Financial Services, Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. John Chaney Griffin holds Series 63, 65, 7, 9, 10, and SIE licenses. John Chaney Griffin specializes in providing investment advice to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SALINAS CA)
CA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SALINAS CA)
CA
11/23/2009 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SALINAS CA)
CA
06/01/2009 - 12/14/2009
MORGAN STANLEY SMITH BARNEY (SALINAS CA)
CA
08/13/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALINAS CA)
IA
Issued 09/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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