Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lavalle is a financial advisor with Wells Fargo Clearing Services, LLC. John has been in the financial services industry since 1997. John holds the Series 63, 65, 7 and SIE licenses. John is registered with FINRA and is also registered with the state regulators in 27 states. John was previously affiliated with Citigroup Global Markets Inc. and A.G. Edwards & Sons, Inc. In addition to working with individuals, John also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/01/2014 - Present
Wells Fargo Clearing Services, LLC (ARLINGTON VA)
NY
11/17/2000 - 04/26/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
11/06/1997 - 12/01/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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