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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Chadwick Waterworth is an investment advisor representative with Truist Advisory Services, Inc.. John is a licensed investment advisor in 44 states and is also registered as an investment advisor representative in Louisiana, Rhode Island, and Texas. John has been in the securities industry since September 28, 2004, and has worked with Truist since February 2021. Before joining Truist, John worked with BB&T Securities, LLC and Scott & Stringfellow, LLC. John holds the Series 6, 7, 63, 66, and SIE licenses. John specializes in investment advisory services, financial planning, portfolio management for individuals and businesses, and providing selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/17/2021 - Present
Truist Advisory Services, Inc. (LYNCHBURG VA)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
06/12/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (LYNCHBURG VA)
NJ
02/25/2005 - 07/06/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
11/30/1994 - 04/27/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 03/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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