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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cavanaugh is a financial advisor with LPL Financial LLC. John has been in the financial industry since 2008 and has experience in both broker-dealer and investment advisor roles. John is a Registered Representative and Investment Advisor Representative, and holds the Series 7, 24, 52, 53, and 63 licenses. John is also a Certified Financial Planner. John provides a variety of financial services to individuals, businesses, and institutions. John's firm, LPL Financial LLC, is a leading independent broker-dealer and investment advisor. LPL Financial LLC provides a wide range of financial products and services, including investment management, financial planning, and insurance. LPL Financial LLC has over 17,000 financial advisors nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MN
10/16/2019 - Present
LPL Financial LLC (PLYMOUTH MN)
MN
01/10/2008 - 10/18/2019
FSC SECURITIES CORPORATION (PLYMOUTH MN)
BC
Issued 05/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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