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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Caserta is an investment advisor representative at Hornor, Townsend & Kent, LLC, a firm headquartered in Conshohocken, PA. John has been in the financial services industry since 2005 and has worked for two firms: MML Investors Services, LLC and Hornor, Townsend & Kent, LLC. John has a strong track record of success in the financial services industry and is committed to providing his clients with the best possible investment advice. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66, and SIE licenses. John is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CT
06/03/2021 - Present
Hornor, Townsend & Kent, LLC (NORTH HAVEN CT)
CT
11/04/2005 - 11/30/2012
MML INVESTORS SERVICES, LLC (BRANFORD CT)
BOTH
Issued 01/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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