Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carter Lipman is an active Broker-Dealer registered professional with over 17 years of experience in the financial services industry. John is currently registered with Craig-Hallum Capital Group LLC and has held previous roles at firms such as Rodman & Renshaw, LLC, Hudson Securities, INC., EarlyBirdCapital, INC., and Carter Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/04/2012 - Present
Craig-Hallum Capital Group LLC (Greenwich CT)
NY
04/12/2011 - 05/24/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
CT
06/11/2010 - 05/06/2011
HUDSON SECURITIES,INC. (NORWALK CT)
NY
06/29/2009 - 06/11/2010
EARLYBIRDCAPITAL, INC. (NY NY)
NY
12/15/2005 - 10/15/2009
CARTER SECURITIES, LLC (NEW YORK NY)
NY
12/02/2008 - 06/29/2009
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
FL
11/22/2004 - 12/10/2004
BLUE CAPITAL SECURITIES, INC. (BRANDENTON FL)
BC
Issued 11/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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