Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carter Forbes is an investment advisor representative with LaSalle St. Investment Advisors, LLC. John has been in the securities industry since 1980 and has held previous positions at Securities America, Inc., Financial West Group, Torrey Pines Securities, Inc., RBC Dain Rauscher Inc. and Sutro & Co. Incorporated. John is registered with the following states: Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Massachusetts, Michigan, Mississippi, Nevada, North Carolina, Tennessee, Virginia and Wisconsin. John is also registered with FINRA and the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/06/2020 - Present
Lasalle ST. Investment Advisors, LLC (ESCONDIDO CA)
CA
09/10/2012 - 01/20/2014
SECURITIES AMERICA, INC. (ESCONDIDO CA)
NV
11/17/2011 - 09/11/2012
FINANCIAL WEST GROUP (RENO NV)
CA
06/06/2003 - 11/21/2011
TORREY PINES SECURITIES, INC. (SAN DIEGO CA)
NY
03/09/2002 - 06/12/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
09/14/1998 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
03/21/1980 - 09/30/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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