Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carter Downing II is an investment advisor representative registered with Cetera Investment Advisers LLC and Hinds Financial Group Inc.. John has over 40 years of experience in the financial services industry, having worked with various firms since 1981. John has a wide range of experience in financial planning, portfolio management for individuals and businesses, and insurance sales. John also holds a Series 66 license and has passed the SIE, Series 22 and Series 6 exams. Cetera Investment Advisers LLC is a large investment advisory firm with approximately $104 billion in assets under management. The firm provides a wide range of financial advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (LAKEWOOD CO)
MN
08/22/1997 - 08/27/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MA
07/16/1993 - 08/20/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NY
01/29/1992 - 06/28/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
12/05/1983 - 08/11/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
PA
10/21/1988 - 01/06/1992
PHILADELPHIA FINANCIAL ADVISORS, INC. (PHILADELPHIA PA)
BOTH
Issued 02/04/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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