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John Carroll McGowan

PNC Investments

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About John Carroll McGowan

John McGowan is a registered investment advisor representative with PNC Investments. John McGowan is also registered as an investment advisor in Pennsylvania. John McGowan has been in the financial services industry since May 3, 1995 and has experience with PNC Investments, INVEST FINANCIAL CORPORATION, M&T SECURITIES, INC., H&R BLOCK FINANCIAL ADVISORS, INC., and ALLFIRST BROKERAGE CORPORATION. John McGowan is a registered principal with Series 24, and has passed the Series 63, 65 and 7 exams. John McGowan focuses on portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

John McGowan is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John McGowan’s Registration & Firm History

PA

06/25/2013 - Present

PNC Investments (BETHLEHEM PA)

PA

04/28/2010 - 03/20/2013

INVEST FINANCIAL CORPORATION (CARLISLE PA)

PA

10/15/2007 - 02/17/2010

M&T SECURITIES, INC. (HERSHEY PA)

PA

02/08/2006 - 10/10/2007

M&T SECURITIES, INC. (HERSHEY PA)

PA

10/21/2005 - 01/23/2006

PNC INVESTMENTS (PITTSBURGH PA)

MI

02/27/2004 - 08/01/2005

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

MD

05/01/2003 - 11/20/2003

M&T SECURITIES, INC. (BALTIMORE MD)

MD

03/03/1999 - 05/01/2003

ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)

MA

01/20/1999 - 02/24/1999

TUCKER ANTHONY INCORPORATED (BOSTON MA)

PA

05/02/1994 - 01/22/1999

HOPPER SOLIDAY & CO., INC. (LANCASTER PA)

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Licenses & Designations

IA

Issued 11/10/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Carroll McGowan.
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