Unclaimed
John Carroll is an investment professional with PFS Investments Inc. John has been working in the financial industry since 2018. John is registered with the state of Louisiana and holds Series 6 and SIE securities licenses. John has experience with Variable Contracts and Investment Company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
LA
06/02/2018 - Present
PFS Investments Inc. (HOUMA LA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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