Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carol Garrett is a registered Investment Advisor Representative with Captrust. John Carol Garrett has been in the financial industry for over 25 years and has a Series 6, 7, 63, and 66. John Carol Garrett has experience working at several firms, including CapFinancial Securities, LLC., Wachovia Securities Financial Network, LLC, Captrust Financial Advisors, LLC, Princor Financial Services Corporation, and The Prudential Insurance Company of America. John Carol Garrett currently works out of the Raleigh, NC office of Captrust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
04/22/2015 - Present
Captrust (RALEIGH NC)
NC
10/20/2003 - 05/24/2024
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
MO
06/15/2002 - 10/17/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
03/20/2000 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
IA
04/02/1996 - 12/31/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
07/08/1988 - 02/07/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/08/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 04/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure John Garrett is the right advisor for you? Invested Better is here to help.
