Unclaimed
John Carmine Caviglia is a financial advisor with over 30 years of experience in the industry. John is currently registered with Osaic Wealth, Inc. John has been working as a representative for Securities America Advisors, Inc. as an investment advisor representative since 1999. John has also worked with The Advisors Group, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. John is licensed in California, Oklahoma, Oregon, Texas, and Wisconsin. John provides investment advisory services. John is also licensed to sell insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (MODESTO CA)
CA
03/04/1999 - 06/14/2024
SECURITIES AMERICA, INC. (MODESTO CA)
MD
07/21/1995 - 03/01/1999
THE ADVISORS GROUP, INC. (BETHESDA MD)
IN
10/21/1991 - 07/22/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/21/1991 - 07/22/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 10/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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