Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carlton Williams is a financial professional based in Charlotte, NC. John is currently registered with Citizens JMP Securities, LLC. John has been in the securities industry since February 9, 2020. John holds the Series 63, Series 79TO, and SIE licenses. John was previously registered with WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/18/2024 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
09/03/2019 - 02/08/2024
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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