Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carl Rutledge is a financial advisor with Hilltop Securities Inc. in Dallas, Texas. John Rutledge has been a financial advisor since 1995 and has worked with several firms. John is licensed to provide financial services in Arkansas, California, Colorado, Kansas, Missouri, New Mexico, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, Virginia, and Wisconsin. John specializes in providing financial planning and investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/15/2017 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/03/2011 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
TX
10/16/2008 - 10/15/2009
RBC CAPITAL MARKETS CORPORATION (DALLAS TX)
TX
09/01/2004 - 08/13/2008
TAMARACK DISTRIBUTORS INC. (DALLAS TX)
ME
08/15/2003 - 07/23/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
03/02/1998 - 05/30/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/11/1993 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NJ
06/30/1992 - 01/29/1993
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 12/15/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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